Investments and Fiduciary Duty Expert Witness William E. Fender, CPA, J.D., MBA, AIFA®
Expert Witness Services
Expert Witness Focus
Professional Certifications and Credentials
Expert Witness Experience – Summary
Expert Witness Experience Summarized By Retaining Party
Please contact Mr. Fender for a CV that includes detailed information about his investment consulting experience, expert witness experience, expert witness testimony, expert witness reports, professional certifications, fiduciary designations, education, employment history, published articles and presentations.
Retention for Expert Witness Engagements
All potential expert witness engagements must be discussed with Mr. Fender. All engagements require an executed engagement letter. Designations without an executed engagement letter and lacking explicit written approval by Mr. Fender are strictly prohibited.
Expert witness services, Expert testimony, Expert reports, Litigation support, Arbitration, Defendant, Plaintiff, Damage analysis, Damage calculations, Uniform Prudent Investor Act (1994), UPIA, Restatement (Third) of Trusts: Prudent Investor Rule, Restatement (Third) of Trusts, Restatement (Second) of Trusts, Standard of prudence, Prudent person, Prudent man, Prudent investor, Prudent expert, Prudent investing, Uniform Trust Code, UTC, Uniform Principal and Income Act, Investment Advisers Act of 1940, Investment adviser, Chief Compliance Officer, Registered investment adviser, Investment adviser representative, Suitability, Conflicts of interest, SEC, Employee Retirement Income Security Act of 1974, ERISA, ERISA fiduciary, ERISA co-fiduciary, ERISA �3(21)(A), ERISA �402, ERISA 403, ERISA 404, ERISA 405, Prudent expert, Defined benefit, Pension plans, Defined contribution, 401(k) plans, Profit sharing plans, Directed trustee, Plan documents, Employer stock, Public employee retirement plans, Uniform Prudent Management of Institutional Funds Act, UPMIFA, Foundations, Endowments, Office of the Comptroller of the Currency, OCC, bank trust departments, Reg. 9, Foundation for Fiduciary Studies, Center for Fiduciary Studies, AIFA, Fiduciary duties and responsibilities, Fiduciary duty, Fiduciary standards, Standards of care, Duty of loyalty, Duty of impartiality, Duty of care, skill and caution, Duty of prudence, Prudent process, Delegation, supervise, Supervision, Duty to monitor, Duties at inception, Special skill or expertise, Reviewing compliance, Hindsight, Breach of fiduciary duty, Liability, Co-fiduciary, Co-fiduciaries, Co-fiduciary liability, Conflicts of interest, Prohibited transactions, Discretionary authority, Exercise of discretion, Abuse of discretion, Exculpation, Trusts and estates, Trustees, Trust beneficiary, Trust beneficiaries, Trust administration, Trust accounting, Trust conversions, Total return trusts, Income-only trusts, Trust terms � mandatory, precatory, permissive, Modern Portfolio Theory, Investments mutual funds, Hedge funds, Hedge fund of funds, Alternative investments, Diversification, Asset allocation, Concentrated portfolios, Portfolio strategy, Portfolio management, Risk and return objectives, Money management, Investment management, Mutual funds, Passive investing, Index funds, Indexing, Risk, Risk management, Investment costs, Investment expenses, Due diligence, Investment policy statements, Documentation, FINRA, Financial services, Investment consultants, Broker dealer, Suitability, Sophisticated investor, Unsophisticated, Behavioral finance, Risk tolerance